SEBI REGN. NO.: INZ000236337 | Clg. No.: 0772 CIN: U67120MH1997PTC111377

Startup Business

“Attention Investors
1. Stock Brokers can accept securities as margin from clients only by way of pledge in the depository system w.e.f. September 01, 2020.
2. Update your email id and mobile number with your stock broker / depository participant and receive OTP directly from depository on your email id and/or mobile number to create pledge.
3. Check your securities / MF / bonds in the consolidated account statement issued by NSDL/CDSL every month.
………. Issued in the interest of Investors”
5) Data on complaints received against them or against issues dealt by them and redressal thereof, latest by 7th of succeeding month as per the format prescribed by SEBI vide Circular No. SEBI/HO/MIRSD/DOP/P/CIR/2021/676 dated December 02, 2021

  1. Message on their websites informing their clients to update their Email IDs & Mobile numbers with the member.
    2. Link to voting URLs on voting on motions moved by Listed Companies, which will redirect the investor to the webpage of the respective Depository who in turn will enable access to the e-voting portals of various ESPs
    3.Risk Disclosure requirement with respect to trading by individual traders in Equity F&O segment

Trading Member has registered their new clients on all the active stock Exchanges after obtaining the trading preference in the prescribed format for the clients registered on or after August 01, 2023

Member has displayed details of all their active client bank accounts/USCNBA on their website which are reported to Exchange.

The member have created a seperate page on their website for Investor charter wherein the relevant details provided viz Vision, Mission, Services Provided by the member, Grievance Redressal Mechanism of the Member and Exchange along with the logo of trading member.The link to access the Investor charter is available on the home page of the website. Also member has displayed investor charter at the prominent places in the office and provided a copy of Investor Charter as a part of account opening kit to the clients, through e-mails/ letters etc.

Dissemination of the provisions of the SEBI circular SEBI/HO/OIAE/OIAE_IAD-1/P/CIR/2023/135 dated July 31, 2023 (updated as on August 04, 2023) on Member’s website.

Member has complied with the Escalation Matrix as prescibed by SEBI/Exchanges and updated on website/mobile application of the trading member.

Member has complied with the mechanism of Online dispute resolution as per SEBI Circular No. SEBI/HO/OIAE/OIAE_IAD-1/P/CIR/2023/135 dated August 04, 2023.

Attention Investors

1. Stock Brokers can accept securities as margin from clients only by way of pledge in the depository system w.e.f. September 01, 2020. 2. Update your email id and mobile number with your stock broker / depository participant and receive OTP directly from depository on your email id and/or mobile number to create pledge. 3. Check your securities / MF / bonds in the consolidated account statement issued by NSDL/CDSL every month. .......... Issued in the interest of Investors" No need to issue cheques by investors while subscribing to IPO. Just write the bank account number and sign in the application form to authorise your bank to make payment in case of allotment. No worries for refund as the money remains in investor's account." "KYC is one time exercise while dealing in securities markets - once KYC is done through a SEBI registered intermediary (broker, DP, Mutual Fund etc.), you need not undergo the same process again when you approach another intermediary." "Prevent Unauthorized Transactions in your demat account --> Update your Mobile Number with your Depository Participant. Receive alerts on your Registered Mobile for all debit and other important transactions in your demat account directly from CDSL on the same day issued in the interest of investors."
All existing Investors are requested to take note that as per regulatory Guidelines ,Kindly update 6 KYC Attributes(Name, PAN, Category, Complete Address, PIN code, Mobile number, Email ID, Income details) on the UCC system of exchanges and in Demat Account with respective Depository Participants on or before June 30th 2022.

To be fair, empathetic and responsive in serving our customers.

To strive relentlessly to improve what we do and how we do it.

To always earn and be worthy of our customer's trust.

Our company

We had started our business in the name of Mr. Pankaj Karani from December 1995, we then converted our membership of BSE Ltd from individual to corporate in the year April 2000, we are dealing in Secondary market, The Company having more than 500 retail Clients in cash segment, we also have good experience in primary market as we have underwritten public issues
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